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LiveOffice AdvisorMail is trusted by more financial services firms than any other message compliance archiving solution.
The financial services industry is subject to an unprecedented onslaught of new and increasingly more onerous, regulatory requirements. Compliance with regulations such as Sarbanes-Oxley to meeting SEC, NASD, and NYSE requirements is a costly and potentially complex challenge. Non-compliance scandals imperil the trust that institutions have built with their clients, shareholders, and employees.
LiveOffice AdvisorMail is the industry leader with the most advanced email and IM supervisory system, enabling organizations to easily and affordably implement an electronic compliance solution that meets all NASD, NYSE and SEC regulatory requirements. LiveOffice AdvisorMail customers have passed more than 1,000 successful audits, with NO client receiving any type of fine!
Installed in 50% of the nation's top Broker/Dealers, as well as hundreds of registered independent advisors and hedge funds, LiveOffice AdvisorMail manages hundreds of thousands of email addresses. Whether you are a Broker-Dealer with hundreds of email addresses, or an investment advisor looking into an email compliance solution for your two-person firm, LiveOffice AdvisorMail has an email solution packaged and priced to fit your needs:
- LiveOffice AdvisorMail – for organizations with 15 or more email addresses
- LiveOffice AdvisorMail Lite – for firms with fewer than 15 email addresses
- LiveOffice AdvisorMail HF – for hedge funds
To learn more about LiveOffice AdvisorMail, visit www.advisormail.net.
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